Thực trạng pháp luật về tổ chức và hoạt động của công ty đầu tư chứng khoán ở Việt Nam hiện nay

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Tác giả: Thị Hồng Phước Nguyễn

Ngôn ngữ: vie

Ký hiệu phân loại: 378.597 Higher education

Thông tin xuất bản: Tạp chí Công thương, 2018

Mô tả vật lý: 43-47

Bộ sưu tập: Metadata

ID: 491150

Thêm vào giỏ

Công ty đầu tư chứng khoán là loại hình doanh nghiệp đặc thù, được quy định lần đầu tiên trong Luật Chứng khoán 2006. Nghị định số 14/2007/NĐ-CP ngày 19/01/2007 hướng dẫn thi hành một số điều của Luật Chứng khoán, Nghị định số 58 (thay thế Nghị định số 14), Nghị định số 60 và Thông tư số 227 đã tạo lập được khuôn khổ pháp lý điều chỉnh quá trình thành lập, tổ chức và hoạt động về Công ty đầu tư chứng khoán. Bản chất của Công ty đầu tư chứng khoán là quỹ đầu tư chứng khoán được tổ chức dưới hình thức công ty cổ phần (mô hình quỹ đầu tư chứng khoán dạng pháp nhân. Theo số liệu thống kê của ủy ban Chứng khoán Nhà nước, tính đến tháng 5/2018, trên thị trường chứng khoán có 39 quỹ đầu tư chứng khoán đang hoạt động, trong đó có 30 quỹ đại chúng, 09 quỹ thành viên và chưa cấp phép thành lập Công ty đầu tư chứng khoán nào. Điều này đặt ra vấn đề là tính hiệu quả của pháp luật và hoàn thiện pháp luật. Bài viết phân tích, đánh giá những điểm còn hạn chế, bất cập trong thực trạng pháp luật về tổ chức và hoạt động của Công ty đầu tư chứng khoán, đưa ra các kiến nghị hoàn thiện góp phần làm tăng tính khả thi của pháp luật ở Việt Nam hiện nay.Securities investment companies are a specific type of enterprise, first defined in the Securities Law 2006. Decree No. 14/2007 / ND-CP of January 19, 2007, guiding the implementation of a number of articles of The Securities Law, Decree No. 58 (replacing Decree No. 14), Decree No. 60 and Circular No. 227 have created a legal framework governing the establishment, organization and operation of the First Company. Securities investment. The nature of a securities investment company is a securities investment fund organized in the form of a joint-stock company (a model of a securities investment fund in the form of a legal entity. According to statistics of the State Securities Commission, As of May 2018, there are 39 active securities investment funds in the stock market, including 30 public funds, 09 member funds and no securities investment company has been granted a license. This raises the question of the effectiveness of the law and the improvement of the law.The article analyzes and assesses the limitations and shortcomings in the real situation of the law on the organization and operation of securities investment companies. contract, complete recommendations to contribute to increase the feasibility of the law in Vietnam today.

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